On December 20, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges issued against one registered investment adviser and two private companies for failing to file ...

The U.S. Securities and Exchange Commission (SEC) has filed a legal brief in the Eighth Circuit Court of Appeals in support of its controversial climate disclosure rules (Climate Rules). The SEC ...

Jay Lucas is accused of scamming hundreds of investors out of more than $50 million by lying to them about how their money ...

In a written statement, the SEC said it had filed charges against Darrah, who co-founded Vivid Financial Management in Orcutt. The complaint also named Vivid as a defendant, although the firm was ...

The Securities and Exchange Commission has filed suit against Elon Musk. The new suit alleges Musk violated securities law related to his purchase of Twitter shares. It's not the first time the Tesla ...

The U.S. Securities and Exchange Commission announced it would appeal a federal judge's ruling in its case against Ripple on Wednesday. The federal regulator filed a "notice of appeal" to the Second ...

Nasdaq has filed a Form 8-K with the U.S. Securities and Exchange Commission (SEC) proposing a change to the Hashdex Nasdaq Crypto Index US ETF (NCIQ) benchmark. The filing, submitted on June 2, shows ...

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